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SEC

This week we are highlighting the SEC. In this webinar you will learn:       1. How to pay off debt       2. Tips to improve your credit       3. How to grow your money and diversify your investments.       4. The Red Flags of Fraud  Wale Oriola OlaWale “Wale” Oriola is an Attorney-Adviser in the …

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FINRA

https://www.youtube.com/watch?v=zHwjY0RTQrg FINRA is dedicated to investor protection and market integrity. It regulates one critical part of the securities industry—brokerage firms doing business with the public in the United States. FINRA, overseen by the SEC, writes rules, examines for and enforces compliance with FINRA rules and federal securities laws, registers broker-dealer personnel and offers them education …

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